Equity Sales & Trading Compliance Officer
Company: Morgan Stanley
Location: New York, NY
Broker Dealer Regulatory Governance Compliance Officer
Company: Sumitomo Mitsui Financial Group, Inc.
Location: New York, NY
Compliance Officer Senior-Registered Investment Advisor
Company: City National Bank (CNB)
Location: New York, NY
Global Markets Compliance Officer & Head of Control Room
Company: Schonfeld
Location: New York, NY
Head of Technical Advisory, Marketing Advisory Group
Company: Tephra Inc.
Location: New York, NY
Head of Technical Advisory, Marketing Advisory Group
Company: Tephra Inc.
Location: New York, NY
Compliance, VP
Company: ATLAS SP
Location: New York, NY
Product Compliance Specialist
Company: Rockefeller Capital Management
Location: New York, NY
Compliance - BXPE, SVP
Company: The Blackstone Group LP
Location: New York, NY
Vice President, Compliance - NY
Company: Jordan Park Group
Location: New York, NY
