Broker-Dealer Compliance - Associate
Company: iCapital
Location: New York, NY
Director, Regulatory Compliance - Broker Dealer
Company: Cohen & Steers
Location: New York, NY
Director, Regulatory Compliance - Broker Dealer
Company: Cohen & Steers
Location: New York, NY
Controller - Broker Dealer
Company: Squarepoint Capital
Location: New York, NY
Compliance Project Manager - Broker Dealer Services
Company: G MASS
Location: New York, NY
Broker Dealer Regulatory Governance Compliance Officer
Company: Sumitomo Mitsui Financial Group, Inc.
Location: New York, NY
Regulatory Reporting (Broker-Dealer)
Company: Mizuho Financial
Location: New York, NY
Broker Dealer Operations Lead
Company: Flourish
Location: New York, NY
Director - Broker Dealer Regulatory Reporting
Company: Clear Street
Location: New York, NY
Associate General Counsel, Broker-Dealer & Securities
Company: Crowd Street
Location: New York, NY
