Broker Dealer Regulatory Governance Compliance Officer
Company: Sumitomo Mitsui Financial Group, Inc.
Location: New York, NY
Associate General Counsel, Broker-Dealer & Securities
Company: Crowd Street
Location: New York, NY
Compliance Officer
Company: Russell Investment Group
Location: New York, NY
VP, Fixed Income Compliance Officer
Company: Jefferies Financial Group
Location: New York, NY
Compliance Officer - Markets Business Line Advisory Compliance
Company: Sovereign Bancorp Inc
Location: New York, NY
Compliance Officer - Markets Business Line Advisory Compliance
Company: Santander Consumer USA
Location: New York, NY
Trading Compliance Professional
Company: Apollo Education Group
Location: New York, NY
Product Compliance Specialist
Company: Rockefeller Capital Management
Location: New York, NY
