60 Regulatory Reporting Broker Dealer Jobs In New York, Ny

Capital Introductions Associate/VP

Company: Jefferies Financial Group

Location: New York, NY

Senior Lead Counsel 1 - Prime Finance

Company: Citigroup, Inc

Location: New York, NY

Compliance Officer - Markets Business Line Advisory Compliance

Company: Santander Consumer USA

Location: New York, NY

Credit Operations Analyst

Company: OPTIVER

Location: New York, NY

Investment Trading Principal - Municipal Bonds

Company: Citigroup, Inc

Location: New York, NY

Equity Sales & Trading Compliance Officer

Company: Morgan Stanley

Location: New York, NY

VP, Assistant General Counsel Trading & Operations

Company: LPL Financial

Location: New York, NY

Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets - Assistant Vice President

Company: Deutsche Bank

Location: New York, NY

Compliance Officer Senior-Registered Investment Advisor

Company: City National Bank (CNB)

Location: New York, NY

Lead Sr Counsel, Investment Banking and Capital Markets

Company: CBRE Group, Inc

Location: New York, NY