Compliance Director
Apply NowCompany: Santa Rosa Rancheria
Location: Lemoore, CA 93245
Description:
Job Requisition Form
Position to be filled: Director
Department: Compliance
Required Qualifications/Essential Duties:
Bachelor's Degree (BA) in Business administration or related field
Six (6) years of law enforcement, regulatory, auditing, or investigative-related experience and/training in a management position
Three (3) years of current regulatory experience in Compliance, Accounting, Internal Audit, Surveillance, Risk and Safety, Licensing, and Casino Operations backgrounds
Valid California Driver License
Must be insurable through company's carrier and maintain throughout employment
Must be able to obtain a California Gaming License and maintain throughout employment
. To perform this job successfully, an individual must have knowledge in Microsoft Office, Internet, Project Management, Spreadsheet, and Word Processing software
. EPROM software systems and verification are not limited to GLI access and navigation, internal database control systems, and Casino Information Technology systems
. Ensures confidentiality of all information in the Gaming Commission office, includes, not limited to application review, applicant interview, information from federal, tribal or state law enforcement and state gaming office.
Maintain the line of communication between the Compliance Officers and Commissioners.
Inform and update Gaming Commission on all situations and activities within the Compliance Department.
Ensure Compliance Officers become intimately familiar with the Tribal Ordinance and Casino Internal Controls
Ensure all departments provide for the physical safety and well being of employees of the Tachi Palace Hotel and Casino and Gaming Commission.
Determine when appropriate to complete an "incident report" which is a record of serious violation to either the Ordinance or Casino Internal Controls. Maintains control over access to sensitive/restricted areas of the gaming facility and electronic access systems.
Conducts testing of gaming devices computer control programmed storage media for verification of validity and authorized programming.
Monitors shipping, receiving, installation, relocation, removal, storage, etc. for gaming devices for security and compliance with applicable laws and regulations. Ensuring accurate records are maintained
. Inspects all gaming equipment and supplies for integrity and compliance.
Randomly audits gaming related transaction document for compliance with regulations and internal controls
. Monitors table games, drops and count room activities for compliance.
Monitors bingo games, equipment and supplies for integrity and compliance.
Monitors other non-gaming departments, personnel activities and transactions for compliance.
Writes reports and conducts follow up investigations on reported or observed violations or deficiencies.
Conducts follow up monitoring for implementation of appropriate corrective action.
Maintains commission records, files, statistics, etc. on compliance monitoring activities
. Works closely with Gaming Commissioners, Surveillance Director, Investigator and appropriate casino personnel in fulfilling responsibilities
. Occasionally work with outside regulatory or law enforcement officials as approved necessary.
Works closely with designated independent gaming testing lab on development and modifications of technical specifications for gaming devices and equipment.
Inspects and monitor facility compliance with all environmental, health and safety regulatory requirements.
Through knowledge of and capable of operating testing equipment for all components of electronic devices
. Presents testimony on patron disputes to the Independent Gaming Review Board.
Able to extract, interpret and analyze date from slot online data system and other casino computerized data systems.
Drive company or personal vehicles to conduct business on behalf of the Compliance Department.
Reports To: Chairman/Gaming Commissioners
Starting Rate of Pay: $91, 520.00 (Exempt)
Approximate Hours: 40+
Position to be filled: Director
Department: Compliance
Required Qualifications/Essential Duties:
Bachelor's Degree (BA) in Business administration or related field
Six (6) years of law enforcement, regulatory, auditing, or investigative-related experience and/training in a management position
Three (3) years of current regulatory experience in Compliance, Accounting, Internal Audit, Surveillance, Risk and Safety, Licensing, and Casino Operations backgrounds
Valid California Driver License
Must be insurable through company's carrier and maintain throughout employment
Must be able to obtain a California Gaming License and maintain throughout employment
. To perform this job successfully, an individual must have knowledge in Microsoft Office, Internet, Project Management, Spreadsheet, and Word Processing software
. EPROM software systems and verification are not limited to GLI access and navigation, internal database control systems, and Casino Information Technology systems
. Ensures confidentiality of all information in the Gaming Commission office, includes, not limited to application review, applicant interview, information from federal, tribal or state law enforcement and state gaming office.
Maintain the line of communication between the Compliance Officers and Commissioners.
Inform and update Gaming Commission on all situations and activities within the Compliance Department.
Ensure Compliance Officers become intimately familiar with the Tribal Ordinance and Casino Internal Controls
Ensure all departments provide for the physical safety and well being of employees of the Tachi Palace Hotel and Casino and Gaming Commission.
Determine when appropriate to complete an "incident report" which is a record of serious violation to either the Ordinance or Casino Internal Controls. Maintains control over access to sensitive/restricted areas of the gaming facility and electronic access systems.
Conducts testing of gaming devices computer control programmed storage media for verification of validity and authorized programming.
Monitors shipping, receiving, installation, relocation, removal, storage, etc. for gaming devices for security and compliance with applicable laws and regulations. Ensuring accurate records are maintained
. Inspects all gaming equipment and supplies for integrity and compliance.
Randomly audits gaming related transaction document for compliance with regulations and internal controls
. Monitors table games, drops and count room activities for compliance.
Monitors bingo games, equipment and supplies for integrity and compliance.
Monitors other non-gaming departments, personnel activities and transactions for compliance.
Writes reports and conducts follow up investigations on reported or observed violations or deficiencies.
Conducts follow up monitoring for implementation of appropriate corrective action.
Maintains commission records, files, statistics, etc. on compliance monitoring activities
. Works closely with Gaming Commissioners, Surveillance Director, Investigator and appropriate casino personnel in fulfilling responsibilities
. Occasionally work with outside regulatory or law enforcement officials as approved necessary.
Works closely with designated independent gaming testing lab on development and modifications of technical specifications for gaming devices and equipment.
Inspects and monitor facility compliance with all environmental, health and safety regulatory requirements.
Through knowledge of and capable of operating testing equipment for all components of electronic devices
. Presents testimony on patron disputes to the Independent Gaming Review Board.
Able to extract, interpret and analyze date from slot online data system and other casino computerized data systems.
Drive company or personal vehicles to conduct business on behalf of the Compliance Department.
Reports To: Chairman/Gaming Commissioners
Starting Rate of Pay: $91, 520.00 (Exempt)
Approximate Hours: 40+