Compliance Examiner Chief
Apply NowCompany: State of Louisiana
Location: Baton Rouge, LA 70816
Description:
Salary : $6,585.00 - $12,920.00 Monthly
Location : Baton Rouge, LA
Job Type: Promotion
Job Number: LDI-2025-19
Department: Insurance-Commissioner of Insurance
Opening Date: 04/03/2025
Closing Date: 4/8/2025 11:59 PM Central
Supplemental Information
This vacancy is located in the Office of Financial Solvency/Financial Examinations/Field Division and will be filled by promotion only with a current permanent employee of the Department of Insurance.
No Civil Service test score is required in order to be considered for this vacancy.
To apply for this vacancy, click on the "Apply" link above and complete an electronic application, which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.
Resumes WILL NOT be accepted in lieu of completed education and experience sections on your application. Applications may be rejected if incomplete.
For further information about this vacancy contact:
Phillip Donagriche
Louisiana Department of Insurance
P.O. Box 94214
Baton Rouge, LA 70804
The LA Department of Insurance is a State As a Model Employer (SAME) agency that supports improved employment opportunities for individuals with disabilities.
Minimum Qualifications
MINIMUM QUALIFICATIONS:
Three years of the required experience for the following minimum qualifications must have been at the supervisory level or above:
Eight years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor's degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor's degree in accounting, auditing, finance, business administration, management, economics, or statistics plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation plus three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
Job Concepts
Function of Work:
To direct statewide regulatory operations to protect the public interest and enhance confidence in the insurance or financial services industries.
Level of Work:
Administrator.
Supervision Received:
Administrative from the Deputy Commissioner or other administrator.
Supervision Exercised:
Direct over Compliance Examiners Deputy Chiefs and Compliance Examiner Managers.
Location of Work:
Primarily used by the Department of Insurance and Office of Financial Institutions (OFI).
Job Distinctions:
Differs from the Deputy Commissioner by directing only one division of an agency.
Differs from the Compliance Examiner Deputy Chief by responsibility for an entire division.
Examples of Work
EXAMPLES BELOW ARE A BRIEF SAMPLE OF COMMON DUTIES ASSOCIATED WITH THIS JOB TITLE. NOT ALL POSSIBLE TASKS ARE INCLUDED.
Directs the development and implementation of policies, procedures, and examination guidelines.
Drafts and directs the drafting of legislation; may testify before legislative committees.
Analyzes and interprets rules, regulations, and laws for applicability to examination procedures.
Meets with presidents and executive management of regulated entities to present and discuss ideas for proposed legislation.
Oversees the compilation of budget projections for depository division and ensures that fees assessed are sufficient to cover projected expenditures.
Confers and corresponds with institutions' chief executives and boards of directors, attorneys, and the public, to answer questions, resolve problems, and offer guidance with respect to state laws and regulations.
Confers and corresponds with federal counterparts to discuss regulatory issues and plan long term examination strategies.
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity to make a difference through public service. With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a state employee, you will earn competitive pay, choose from a variety of benefits, and have access to a great professional development program:
Insurance Coverage More information can be found at
Parental Leave - Up to six weeks paid parental leave
More information can be found at
Holidays and Leave - State employees receive the following paid holidays each year:
***** Additional holidays may be proclaimed by the Governor
State employees earn sick and annual leave which can be accumulated and saved for future use. Your accrual rate increases as your years of service increase.
Retirement- State of Louisiana employees are eligible to participate in various retirement systems (based on the type of appointment and agency for which an employee works). These retirement systems provide retirement allowances and other benefits for state officers and employees and their beneficiaries. State retirement systems may include (but are not limited to):
01
Are you a current permanent employee of the Louisiana Department of Insurance?
02
Do you have at least 9 semester hours in accounting from an accredited institution?
03
If you answered "yes" to the previous question, please indicate the course titles, semester hours earned, and the institution. If you answered "no" to the previous question, please enter N/A.(Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU)NOTE: Failure to list all specific courses may result in your application being considered incomplete.
04
Do you have an additional 15 semester hours in any one or combination of the following: accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking?
05
If you answered "yes" to the previous question, please indicate the course titles, semester hours earned, and the institution. If you answered "no" to the previous question, please enter N/A .(Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU)NOTE: Failure to list all specific courses may result in your application being considered incomplete.
06
Do you possess any of the following designations/certifications? This information should also be included in the Certificates/Licenses section of your application.
Required Question
Location : Baton Rouge, LA
Job Type: Promotion
Job Number: LDI-2025-19
Department: Insurance-Commissioner of Insurance
Opening Date: 04/03/2025
Closing Date: 4/8/2025 11:59 PM Central
Supplemental Information
This vacancy is located in the Office of Financial Solvency/Financial Examinations/Field Division and will be filled by promotion only with a current permanent employee of the Department of Insurance.
No Civil Service test score is required in order to be considered for this vacancy.
To apply for this vacancy, click on the "Apply" link above and complete an electronic application, which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.
Resumes WILL NOT be accepted in lieu of completed education and experience sections on your application. Applications may be rejected if incomplete.
For further information about this vacancy contact:
Phillip Donagriche
Louisiana Department of Insurance
P.O. Box 94214
Baton Rouge, LA 70804
The LA Department of Insurance is a State As a Model Employer (SAME) agency that supports improved employment opportunities for individuals with disabilities.
Minimum Qualifications
MINIMUM QUALIFICATIONS:
Three years of the required experience for the following minimum qualifications must have been at the supervisory level or above:
Eight years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor's degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A bachelor's degree in accounting, auditing, finance, business administration, management, economics, or statistics plus five years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics plus four years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR
A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation plus three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance.
Job Concepts
Function of Work:
To direct statewide regulatory operations to protect the public interest and enhance confidence in the insurance or financial services industries.
Level of Work:
Administrator.
Supervision Received:
Administrative from the Deputy Commissioner or other administrator.
Supervision Exercised:
Direct over Compliance Examiners Deputy Chiefs and Compliance Examiner Managers.
Location of Work:
Primarily used by the Department of Insurance and Office of Financial Institutions (OFI).
Job Distinctions:
Differs from the Deputy Commissioner by directing only one division of an agency.
Differs from the Compliance Examiner Deputy Chief by responsibility for an entire division.
Examples of Work
EXAMPLES BELOW ARE A BRIEF SAMPLE OF COMMON DUTIES ASSOCIATED WITH THIS JOB TITLE. NOT ALL POSSIBLE TASKS ARE INCLUDED.
Directs the development and implementation of policies, procedures, and examination guidelines.
Drafts and directs the drafting of legislation; may testify before legislative committees.
Analyzes and interprets rules, regulations, and laws for applicability to examination procedures.
Meets with presidents and executive management of regulated entities to present and discuss ideas for proposed legislation.
Oversees the compilation of budget projections for depository division and ensures that fees assessed are sufficient to cover projected expenditures.
Confers and corresponds with institutions' chief executives and boards of directors, attorneys, and the public, to answer questions, resolve problems, and offer guidance with respect to state laws and regulations.
Confers and corresponds with federal counterparts to discuss regulatory issues and plan long term examination strategies.
Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity to make a difference through public service. With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.
As a state employee, you will earn competitive pay, choose from a variety of benefits, and have access to a great professional development program:
Insurance Coverage More information can be found at
Parental Leave - Up to six weeks paid parental leave
More information can be found at
Holidays and Leave - State employees receive the following paid holidays each year:
- New Year's Day
- Martin Luther King, Jr. Day,
- Mardi Gras,
- Good Friday,
- Memorial Day,
- Independence Day,
- Labor Day,
- Veteran's Day,
- Thanksgiving Day and Christmas Day.
***** Additional holidays may be proclaimed by the Governor
State employees earn sick and annual leave which can be accumulated and saved for future use. Your accrual rate increases as your years of service increase.
Retirement- State of Louisiana employees are eligible to participate in various retirement systems (based on the type of appointment and agency for which an employee works). These retirement systems provide retirement allowances and other benefits for state officers and employees and their beneficiaries. State retirement systems may include (but are not limited to):
- Louisiana State Employees Retirement System (). LASERS has provided this video to give you more detailed information about their system
- Teacher's Retirement System of Louisiana (),
- Louisiana School Employees Retirement System (), among others
01
Are you a current permanent employee of the Louisiana Department of Insurance?
- Yes
- No
02
Do you have at least 9 semester hours in accounting from an accredited institution?
- Yes
- No
03
If you answered "yes" to the previous question, please indicate the course titles, semester hours earned, and the institution. If you answered "no" to the previous question, please enter N/A.(Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU)NOTE: Failure to list all specific courses may result in your application being considered incomplete.
04
Do you have an additional 15 semester hours in any one or combination of the following: accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking?
- Yes
- No
05
If you answered "yes" to the previous question, please indicate the course titles, semester hours earned, and the institution. If you answered "no" to the previous question, please enter N/A .(Ex. ACCT 2001 - Introductory Financial Accounting - 3 hrs - LSU)NOTE: Failure to list all specific courses may result in your application being considered incomplete.
06
Do you possess any of the following designations/certifications? This information should also be included in the Certificates/Licenses section of your application.
- Certified Public Accountant (CPA)
- Certified Fraud Examiner (CFE)
- Certified Internal Auditor (CIA)
- Certified Information Systems Auditor (CISA)
- Certified Government Audit Professional (CGAP)
- None of the above
Required Question