Compliance Manager (Remote)
Apply NowCompany: NewtonX
Location: New York, NY 10025
Description:
Compliance Manager
NewtonX | New York, Chicago, Remote
About NewtonX:
NewtonX is the world's leading B2B research company. We use a proprietary, AI-driven search that scans 1.1 billion professionals across 140 industries to find the exact person to answer any kind of question.
As the world's leading B2B research company, we field large-scale quantitative surveys, facilitate qualitative interviews, engage in long-term consultations, and create customized research plans. NewtonX partners with the world's top consultancies, marketers, and technology companies. Together with our clients, we're ushering in a new standard of truth in B2B research. To learn more about us, head to www.newtonx.com
About the Role:
As part of our strong year-on-year growth trajectory, we are looking for an agile, motivated, results-focused individual to lead our Compliance team. This role will be critical to us scaling our compliance operations and will work cross functionally to ensure our surveys and call projects meet client compliance, ensuring no MNPI or other financial compliance issues.
In this role you will:
Who you are:
We are looking for a motivated and organized individual with either compliance, legal / paralegal experience, or management experience who is looking to gain more business experience, enjoys conducting research, building out processes, and wants to be part of a dynamic, high-growth start-up.
What we offer:
Ultimately, you will be an integral part of the company. You will drive processes that will enable our growth and shape the future of the company.
If the profile above describes you and your passions, we'd love to hear from you!
NewtonX is proud to be an equal opportunity workplace. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity/expression, age, status as a protected veteran, status as an individual with a disability, or any other applicable legally protected characteristics.
NewtonX | New York, Chicago, Remote
About NewtonX:
NewtonX is the world's leading B2B research company. We use a proprietary, AI-driven search that scans 1.1 billion professionals across 140 industries to find the exact person to answer any kind of question.
As the world's leading B2B research company, we field large-scale quantitative surveys, facilitate qualitative interviews, engage in long-term consultations, and create customized research plans. NewtonX partners with the world's top consultancies, marketers, and technology companies. Together with our clients, we're ushering in a new standard of truth in B2B research. To learn more about us, head to www.newtonx.com
About the Role:
As part of our strong year-on-year growth trajectory, we are looking for an agile, motivated, results-focused individual to lead our Compliance team. This role will be critical to us scaling our compliance operations and will work cross functionally to ensure our surveys and call projects meet client compliance, ensuring no MNPI or other financial compliance issues.
In this role you will:
- Manage our compliance team and processes
- Communicate with clients regarding compliance processes and issues
- Review and edit surveys and survey data, screen for any MNPI and other financial compliance issues
- Implement, manage, and execute best practice compliance processes and tools
- Prepare compliance reports
- Get involved in the operations, business, and tech side of the content creation and curation process
- Work truly cross functionally across the company - from Client Delivery, Marketing, Sales, Content, through to Product and Engineering
- Learn a lot
Who you are:
We are looking for a motivated and organized individual with either compliance, legal / paralegal experience, or management experience who is looking to gain more business experience, enjoys conducting research, building out processes, and wants to be part of a dynamic, high-growth start-up.
- 5+ years of work experience where you've managed processes / people
- Organized, process-driven, results-oriented
- Fast learner and adaptable to feedback as well as to change
- Comfortable with deadlines and works well under pressure
- A creative problem-solver, can think outside the box and support your team in doing the same
- Inquisitive about business, regulations, and compliance
- Excellent communicator and a clear writer
- Proficient with Excel and/or Google Sheets,, tech savvy
- Independent and efficient in your work, while being team oriented and collaborative
- Have a bachelor's degree or greater
- Experience in compliance and/or financial services is a plus
What we offer:
- Competitive compensation - Base salary range of 100-125K, annual performance bonus and employee equity program. Please note that salary and compensation may vary based on factors such as skills, experience, performance, and location
- Career advancement and development opportunities.
- Excellent medical, dental, and vision coverage for you and your dependents.
- 401k match with immediate vesting.
- Health savings/flexible savings account, life insurance, and pre-tax commuter benefits.
- Paid time off: vacation, holidays, sick, and parental leave.
- A diverse, collaborative, and positive culture where we invest in and celebrate each other's success.
- Good vibes (happy hours, team projects, and retreats).
Ultimately, you will be an integral part of the company. You will drive processes that will enable our growth and shape the future of the company.
If the profile above describes you and your passions, we'd love to hear from you!
NewtonX is proud to be an equal opportunity workplace. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity/expression, age, status as a protected veteran, status as an individual with a disability, or any other applicable legally protected characteristics.