Senior Counsel, Securities Corporate Governance
Apply NowCompany: NWRPros
Location: Seattle, WA 98115
Description:
Advises the Company's executive management and directors on corporate governance and compliance with applicable securities laws; works across functions to prepare SEC filings and other disclosure materials; contributes as a key member of transactional teams in connection with equity and debt financing transactions as well as other corporate and commercial transactional matters; provides general legal support for corporate and commercial operations.
Essential Duties & Responsibilities:
Relevant substantive legal experience ( 5 years +), including initial training at top tier law firm, additional experience within an in-house legal department in the biopharmaceutical field beneficial but not required
Essential Duties & Responsibilities:
- Advises clients regarding corporate governance and compliance with all applicable securities laws
- Participates in preparation of all required filings with the Securities and Exchange Commission
- Advises clients regarding and assists in management of public securities offerings, debt facilities, M&A transactions, and equity incentive plans
- Advises clients regarding and assists in management of Rule 144 stock transfers; Section 16 compliance; insider trading plan compliance; and shareholder communications
- Advises clients regarding state corporate law
- Prepares corporate documents such as minutes, resolutions and certificates
- Provide general legal support to all departments with an emphasis on evaluation and reduction of risk
- Coordinates legal matters handled by outside corporate and securities counsel
- Demonstrates experience in general corporate matters, including corporate organization, securities compliance, drafting transactional documents, risk management, asset-backed financing, and contract management
- Provides a variety of general corporate and commercial legal services to in-house clients
- Negotiates and drafts contracts related to all aspects of business
- Assists in drafting and review of investor relations materials to ensure legal compliance
Relevant substantive legal experience ( 5 years +), including initial training at top tier law firm, additional experience within an in-house legal department in the biopharmaceutical field beneficial but not required
- Juris doctorate (JD Degree)
- Admitted to practice law in at least one state required, with admission in Washington State preferred
- Experience in the following areas:
- Advising clients regarding compliance with state and federal securities laws and NASDAQ regulations
- Advising clients regarding compliance with the Washington Business Corporation Act
- Advising clients regarding public securities offerings
- Advising clients regarding M&A transactions
- Advising clients regarding equity incentive compensation, plan administration and legal compliance
- Advising clients regarding corporate governance
- Negotiating and drafting a wide variety of contracts
- Excellent interpersonal and communications skills both oral and written
- Superior writing skills and the ability to produce excellent written work across various contexts (e.g. contract drafts, SEC documents and investor relations materials)
- Polished skills in conflict resolution and problem solving
- The ability to work well with management and peers and to function as an effective part of a team that has an entrepreneurial spirit
- The ability to analyze risk and legal issues, negotiate, and manage/measure work
- High integrity
- Intermittent physical activity including bending, reaching and/or pushing, pulling, or lifting up to 40 lbs.
- May encounter prolonged periods of sitting
- May work around hazardous material.