Senior Auditor

At ServisFirst, Our Name is Our Mission.

DUTIES AND RESPONSIBILITIES

The Senior Auditor performs internal audits throughout the Bank to ensure appropriate internal controls are in place and operating effectively. Determines compliance with various Operating Policies and Procedures and rules and regulations. Position responsibilities and assignments may be adjusted based on the experience level of the incumbent.

The incumbent will:

• Build working relationships with bank management and auditees
• Independently plan and execute risk-based audits in accordance with the Institute of Internal Auditors' International Professional Practices Framework
• Document results of all audits, reviews, and evaluations performed
• Recommend improvements to controls, procedures, and practices to increase efficiency and reduce exposure to loss
• Collaborate with management on responses to issues that ensure the issue will be remediated
• Validate remediation of audit issues and examiner findings
• Build reports on issues for presentation to management and the Board of Directors
• Perform testing as part of the annual SOX effort
• Assist with annual Internal Audit Risk Assessment and Plan
• Liaise between external auditors, federal and state examiners, and bank personnel
• Maintain knowledge and understanding of current trends, laws, and issues affecting the area of expertise
• Perform Special Projects as requested by management
• Review workpapers prepared by other auditors and provide constructive feedback to ensure clarity
• Responsible for being familiar with all compliance regulations and policies that are applicable to this position and follow and ensure compliance with these regulations and policies

Note: Reasonable accommodation may be made to enable otherwise qualified associates/applicants with disabilities to perform the essential functions of the job.

Note: Additional duties and responsibilities may be assigned

MINIMUM QUALIFICATIONS

• Undergraduate degree in accounting, finance, or related field (A comparable combination of work experience and training may be substituted for education requirements)
• Five (5) years of related experience in an audit/risk/compliance role
• Financial institution experience preferred
• Certified Public Accounting (CPA) or Certified Internal Auditor (CIA) or Certified Regulatory Compliance Manager (CRCM) designation preferred
• Ability to prioritize tasks, deal effectively with competing and changing priorities to meet deadlines
• Experience working with all levels of an organization; as well as external auditors in order to ensure cooperation and timely responses
• Excellent written, verbal and interpersonal communication skills to interact effectively with personnel, vendors, and government regulators
• Ability to influence others regarding policies, procedures, and practices
• Knowledge of related federal and state compliance regulations
• Strong analytical and problem-solving skills
• Working knowledge of Microsoft Outlook, Word, Excel, and PowerPoint
• Excellent organizational skills and attention to detail

PHYSICAL REQUIREMENTS AND ENVIRONMENTAL CONDITIONS

The physical requirements and environmental conditions of this position consist primarily of:

• Sustained standing and sitting
• Frequent use of PC, including typing or sustained attention to monitor
• Occasional presentations requiring public speaking to small groups
• Occasional lifting of basic office files or equipment up to 20 lbs
• Normal office environment with comfortable internal temperatures and low level noise
• May require some overnight travel

EOE/AA