Financial Crimes Reporting Compliance Analyst
Apply NowCompany: UBS
Location: Raleigh, WV 25911
Description:
Your role
Are you investigative in nature? Do you like working with large data sets? Are you able to spot risks and challenge them? Are you motivated to deliver results against tight deadlines?
We're looking for a Financial Crimes Reporting Compliance Analyst to:
conduct reviews of U.S. financial crime reporting processes to assess conformance with regulatory requirements
perform sample-based transaction testing to assess accuracy of data used in reporting processes
prepare written reports which summarize testing procedures conducted and resulting conclusions
review remediation actions to assess closure of identified risks
collaborate with peers in and across the second line of defense
serve as a point of contact to the business by providing updates on testing progress and addressing issues as they arise
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You'll be working in the Data Assurance (DA) Team in Raleigh, NC. Data Assurance provides independent testing services to our business stakeholders as a second line of defense. As a data tester, you will play a vital role by coordinating with business stakeholders to assess if data flowing from source systems to our regulatory and management reporting is accurate.
Your expertise
understanding of BSA/AML regulations gained either through experience in compliance, internal audit, or consulting is a plus
excellent analytical skills with the ability to manipulate and comprehend large data sets and explain data/concepts in a clear and concise manner
3-5 years of relevant work experience (e.g., financial reporting, regulatory reporting, financial services regulator, operations, compliance, BSA/AML/FCP, internal audit, etc.)
experience with reviewing data lineage and transformation
skilled communicator who adapts style to audience and conveys clear, accurate, and concise information
ability to quickly understand complex processes and challenge the status quo, identifies risks and inadequacies in procedures
reliable when working on your own, with sound judgment for when to escalate issues
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Are you investigative in nature? Do you like working with large data sets? Are you able to spot risks and challenge them? Are you motivated to deliver results against tight deadlines?
We're looking for a Financial Crimes Reporting Compliance Analyst to:
conduct reviews of U.S. financial crime reporting processes to assess conformance with regulatory requirements
perform sample-based transaction testing to assess accuracy of data used in reporting processes
prepare written reports which summarize testing procedures conducted and resulting conclusions
review remediation actions to assess closure of identified risks
collaborate with peers in and across the second line of defense
serve as a point of contact to the business by providing updates on testing progress and addressing issues as they arise
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Your team
You'll be working in the Data Assurance (DA) Team in Raleigh, NC. Data Assurance provides independent testing services to our business stakeholders as a second line of defense. As a data tester, you will play a vital role by coordinating with business stakeholders to assess if data flowing from source systems to our regulatory and management reporting is accurate.
Your expertise
understanding of BSA/AML regulations gained either through experience in compliance, internal audit, or consulting is a plus
excellent analytical skills with the ability to manipulate and comprehend large data sets and explain data/concepts in a clear and concise manner
3-5 years of relevant work experience (e.g., financial reporting, regulatory reporting, financial services regulator, operations, compliance, BSA/AML/FCP, internal audit, etc.)
experience with reviewing data lineage and transformation
skilled communicator who adapts style to audience and conveys clear, accurate, and concise information
ability to quickly understand complex processes and challenge the status quo, identifies risks and inadequacies in procedures
reliable when working on your own, with sound judgment for when to escalate issues
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.