Compliance Officer - Compliance Governance and Framework
Apply NowCompany: Crédit Agricole CIB
Location: New York, NY 10025
Description:
Vacancy details
General information
Entity
About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB)
Crdit Agricole CIB is the corporate and investment banking arm of Crdit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).
8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.
Crdit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.
For more information, please visit www.ca-cib.com
Twitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference
2024-91682
Update date
20/09/2024
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
Compliance Officer - Compliance Governance and Framework
Contract type
Permanent Contract
Job summary
Summary:
Reporting to CACIB US Compliance's Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.
Key Responsibilities:
General
Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance
o US Compliance Management Committee
o US Complex Transaction Committee
o US New Activity Product Committee
o US Disciplinary Committee
o Americas Data Protection Council
o Other as needed
Consolidate CPL opinion on the New Activity Product (NAP)
Maintain & update on a periodical basis following governance documents
o Compliance US framework document
o Compliance US owned charters
o Compliance US Controls Inventory
o Compliance US owned Policies & Procedures inventory
o Compliance US organization chart
Perform follow-up actions plans related to:
o CACIB US Compliance Committees
o NAP
Perform Compliance controls as defined by Head Office and/or locally
Other
Assist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)
Any other assignment defined as a priority by CACIB Compliance Management
Salary Range: $120k - $150k
#LI-DNI
Position location
Geographical area
America, United States Of America
City
NEW YORK
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
College Degree
Level of minimal experience
6-10 years
Experience
5-10 years
Required skills
General information
Entity
About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB)
Crdit Agricole CIB is the corporate and investment banking arm of Crdit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022).
8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.
Crdit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.
For more information, please visit www.ca-cib.com
Twitter: https://twitter.com/ca_cib
LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference
2024-91682
Update date
20/09/2024
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
Compliance Officer - Compliance Governance and Framework
Contract type
Permanent Contract
Job summary
Summary:
Reporting to CACIB US Compliance's Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.
Key Responsibilities:
General
Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance
o US Compliance Management Committee
o US Complex Transaction Committee
o US New Activity Product Committee
o US Disciplinary Committee
o Americas Data Protection Council
o Other as needed
Consolidate CPL opinion on the New Activity Product (NAP)
Maintain & update on a periodical basis following governance documents
o Compliance US framework document
o Compliance US owned charters
o Compliance US Controls Inventory
o Compliance US owned Policies & Procedures inventory
o Compliance US organization chart
Perform follow-up actions plans related to:
o CACIB US Compliance Committees
o NAP
Perform Compliance controls as defined by Head Office and/or locally
Other
Assist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)
Any other assignment defined as a priority by CACIB Compliance Management
Salary Range: $120k - $150k
#LI-DNI
Position location
Geographical area
America, United States Of America
City
NEW YORK
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
College Degree
Level of minimal experience
6-10 years
Experience
5-10 years
Required skills
- Analytical skills
- Use of Word & Powerpoint
- Highly organized; written skills
- Knowledge on Compliance division mission statement and bank regulatory framework is a plus
- Data aggregation tools, data visualization tools (PowerBI)
- project management skills communication skills