Business/Data Analyst With Cash Equities US Regulatory & Compliance SME
Apply NowCompany: Navtech, Inc.
Location: New York, NY 10025
Description:
I have an opportunity for "Business/Data Analyst With Cash Equities US Regulatory & Compliance SME" and looking for a candidate who can join Immediately if you are interested reply me with your updated resume or consultant's contact details and if you could refer someone i really appreciate it.
Job Role: Business/Data Analyst With Cash Equities US Regulatory & Compliance SME
Location: Remote during Covid - New York or Toronto
Duration: 12 months+ possible extension
Visa & Passport Number Mandatory For H1B
Job Description:
Job Description and Responsibilities
Best Regards
Syed Imran
Sr Technical Recruiter
NAVTECH INC
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Job Role: Business/Data Analyst With Cash Equities US Regulatory & Compliance SME
Location: Remote during Covid - New York or Toronto
Duration: 12 months+ possible extension
Visa & Passport Number Mandatory For H1B
Job Description:
Job Description and Responsibilities
- Maintains a competent level of expertise and knowledge of requirements of various rules, regulations governing the banks Cash Equities activities.
- Performs compliance reviews and testing, gather supporting documents, communicate findings, and draft comprehensive reports on the area reviewed and assure corrective actions were taken.
- Reviews, analyzes and communicates regulatory changes.
- Evaluates complaints to identify root causes for potential regulatory compliance risks and possible weaknesses and insufficiencies of Bank policy and procedures.
- Produces reports for senior management regarding status of compliance programs and emerging issues.
- Must have strong SQL experience - Coding/Commands/Searching tables/Extracting Data for compliance reporting purposes
- Knowledge and experience of Cash Equity trading market is a must have
- Good to have Fidessa Expression Evaluator experience
- Good to have Java experience
- Solid analytical skills and strong financial model background
- Ability to communicate and act professionally with IT staff and business clients while under strict deadlines
- Ability to work in a team-oriented setting
- Strong verbal and written communication skills
Best Regards
Syed Imran
Sr Technical Recruiter
NAVTECH INC
Disclaimer: We respect your Online Privacy. This e-mail message, including any attachments, is for the sole use of the intended recipient(s) and may contain confidential and privileged information. Any unauthorized review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please contact the sender by reply email and destroy all copies of the original message. If you are not interested in receiving our emails then please reply with a "REMOVE" in the subject line and mention all the email addresses to be removed with any email addresses, which might be diverting the emails to you. We are sorry for the inconvenience.