Sr. AML Operations Analyst - Bank
Apply NowCompany: EverBank Financial
Location: Lewisville, TX 75067
Description:
Bank Senior AML Operations Analyst
The Senior Anti-Money Laundering Operations Analyst is part of a function that is primarily responsible for complex enhanced due diligence associated with clients presenting a higher Anti Money Laundering (AML) risk. Under limited supervision, this job contributes to complex screening processes associated with watch list filtering alerts for Office of Foreign Assets Control (OFAC) compliance, Politically Exposed Persons (PEPs), Adverse Media, and other screening efforts to detect potential high risk individuals or activities which can expose the company to regulatory and reputational risk. This job has a deep understanding of the client's relationship and use of their accounts.
Key Responsibilities and Duties
Educational Requirements
Work Experience
Licenses and Certifications
Physical Requirements
Career Level
7IC
Preferred Experience:
Hybrid work is a minimum of four days a week, one flexible day for remote work.
Posting end date: 2/3/25
The Senior Anti-Money Laundering Operations Analyst is part of a function that is primarily responsible for complex enhanced due diligence associated with clients presenting a higher Anti Money Laundering (AML) risk. Under limited supervision, this job contributes to complex screening processes associated with watch list filtering alerts for Office of Foreign Assets Control (OFAC) compliance, Politically Exposed Persons (PEPs), Adverse Media, and other screening efforts to detect potential high risk individuals or activities which can expose the company to regulatory and reputational risk. This job has a deep understanding of the client's relationship and use of their accounts.
Key Responsibilities and Duties
- Investigates Know Your Customer (KYC) information by conducting advanced research utilizing available tools, systems, and the Internet to develop a thorough understanding of the client.
- Detects, assesses and escalates high risk suspicious activity to AML Management for possible law enforcement and/or regulatory referrals.
- Assesses client profile data and transaction activity against complex hits to determine matches and to ensure normal and expected behavior.
- Manages complex cases or reviews involving matters such as multiple relationship accounts and complex ownership structures.
- Onboard and trains new associates and provides peer based coaching, as needed.
- Advises guidance to business partners in matters of AML Compliance.
- Researches and reviews responses to regulatory agencies, including law enforcement agencies, in view of applicable AML, Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC) and Federal rules and regulations.
- Maintains an advanced understanding of AML regulations current money laundering schemes and investigative techniques required to detect illegal or unethical schemes.
Educational Requirements
- University (Degree) Preferred
Work Experience
- 3+ Years Required; 5+ Years Preferred
Licenses and Certifications
- Certified Anti-Money Laundering Specialist (CAMS) preferred
Physical Requirements
- Physical Requirements: Sedentary Work
Career Level
7IC
Preferred Experience:
- Bachelor's degree (B. A. or B. S.)
- 5 years banking experience, with exposure to high net-worth clients and/or trust clients.
- 2 - 3 years SAR investigating and filing.
- Willingness to work in a cross-functional team environment.
- Ability to complete multiple tasks within defined timeframes.
- Ability to work independently and as a team member.
- Certified Anti-Money Laundering Specialist ("CAMS") designation also a plus.
Hybrid work is a minimum of four days a week, one flexible day for remote work.
Posting end date: 2/3/25