Senior Specialist, Financial Crimes Risk Management
Apply NowCompany: Charles Schwab
Location: Indianapolis, IN 46227
Description:
Your Opportunity
At Schwab, you are empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.
The Senior Specialist - Fraud Investigations, plays a key individual contributor role within the Fraud Investigations (FI) group of the Financial Crimes Risk Management Organization (FCRM). FI is responsible for conducting fraud investigations and pursuing recovery efforts of unauthorized debits to client accounts. Various types of case investigations conducted include for both the Bank and Broker Dealer products that Schwab offers.
The Senior Specialist is responsible for conducting high profile, complex and challenging fraud investigations. Quality is a must while maintaining a portfolio in a fast-paced environment. Multitask investigations with client follow up. Senior Specialists for the Fraud Investigations group must demonstrate a high degree of initiative with minimal supervision when addressing their daily responsibilities. All casework must be completed within well-defined regulatory guidelines in an environment that is fast paced and demanding. Consistency in exercising sound judgment and decision making with respect to risk and fraud issues is key. The ability to effectively manage cases workloads and additional daily responsibilities at a high level of competency is key to success in this role.
What you have
Required Qualifications
Preferred Qualifications
At Schwab, you are empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.
The Senior Specialist - Fraud Investigations, plays a key individual contributor role within the Fraud Investigations (FI) group of the Financial Crimes Risk Management Organization (FCRM). FI is responsible for conducting fraud investigations and pursuing recovery efforts of unauthorized debits to client accounts. Various types of case investigations conducted include for both the Bank and Broker Dealer products that Schwab offers.
The Senior Specialist is responsible for conducting high profile, complex and challenging fraud investigations. Quality is a must while maintaining a portfolio in a fast-paced environment. Multitask investigations with client follow up. Senior Specialists for the Fraud Investigations group must demonstrate a high degree of initiative with minimal supervision when addressing their daily responsibilities. All casework must be completed within well-defined regulatory guidelines in an environment that is fast paced and demanding. Consistency in exercising sound judgment and decision making with respect to risk and fraud issues is key. The ability to effectively manage cases workloads and additional daily responsibilities at a high level of competency is key to success in this role.
What you have
Required Qualifications
- At least 3-5 years of professional experience working in a fraud, compliance or risk environment of the financial services industry or financial investigations experience
- Proven expertise with financial investigations demonstrating risk-based judgment
- Demonstrated ability to maintain strict adherence to regulatory guidance regarding Suspicious Activity Report (SAR) filings as they relate to fraud as well as internal compliance standards and guidelines
- Experience creating or preparing Suspicious Activity Reports (SAR)
Preferred Qualifications
- Experience in the areas of ACH and check fraud investigations
- BS/BA degree
- Securities license(s)
- Problem solving skills and strong analytical ability
- Ability to analyze issues and develop problem solving methodology with minimal guidance
- Ability to multi-task and work in a high-volume, high-pressure environment
- Demonstrated skills related to individual case/workload management
- Strong time management skills utilizing a risk-based approach to prioritizing and completing daily tasks
- Strong interpersonal, influencing and facilitation skills, with strong oral and written communication ability
- Ability to make a strong individual contribution to the development of a high functioning team
- Demonstrated ability to effectively work independently while also collaborating with team members as well as internal business units and industry peers
- Exceptional client focus; ability to effectively and quickly form relationships and establish trust, respect, competence and confidence
- Membership in the International Association of Financial Crimes Investigators (IAFCI) is supported and encouraged
- Certified Fraud Examiner (CFE), Certified Anti Money Laundering Specialist (CAMS) and related designations