Senior Capital Markets Associate Attorney

Senior Capital Markets Associate (San Diego)

Direct Counsel is seeking a Senior Capital Markets Associate to join a highly regarded law firm in San Diego, CA. This position offers the opportunity to work closely with public companies on sophisticated capital markets transactions, corporate governance, and securities regulation matters.
Key Responsibilities:

• Advise clients on a broad range of capital markets transactions, including initial public offerings (IPOs), follow-on offerings, debt offerings, and private placements.
• Provide counsel on securities law compliance, including SEC reporting obligations, corporate governance best practices, and stock exchange requirements.
• Assist public companies in preparing and reviewing SEC filings such as Forms 10-K, 10-Q, 8-K, proxy statements, and registration statements.
• Work closely with corporate boards and executives on compliance with federal and state securities laws and other regulatory matters.
• Conduct due diligence, draft transaction documents, and coordinate with internal and external stakeholders to ensure smooth execution of deals.
• Manage complex transactions, negotiate deal terms, and support clients in making informed business decisions.

Qualifications:

• Juris Doctor (J.D.) from an accredited law school.
• Licensed to practice in California.
• Minimum of 5 years of experience in capital markets, securities regulation, and corporate governance at an AmLaw 100 or highly regarded law firm.
• Extensive knowledge of federal securities laws, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Strong understanding of NYSE and Nasdaq listing requirements and corporate governance principles.
• Experience representing public companies, underwriters, and issuers in capital markets transactions.
• Exceptional research, analytical, and writing skills with keen attention to detail.
• Ability to manage multiple matters, work under tight deadlines, and collaborate effectively with clients and internal teams.

Preferred Qualifications:

• Prior experience advising technology, life sciences, or financial services companies on capital markets and securities compliance matters.
• Strong business acumen and the ability to provide strategic legal advice in a fast-paced environment.
• A proactive and results-oriented mindset, with the ability to work both independently and collaboratively.

Compensation & Benefits:

• Competitive base salary range: $365,000 - $420,000 per year, based on experience and qualifications.
• Comprehensive benefits package, including medical, dental, and vision insurance, 401(k) retirement plan, and other firm-sponsored benefits.
• Hybrid work environment with regular in-office presence and flexibility for remote work as needed.

Why Join This Firm?

• Work with a prestigious team of corporate attorneys advising top-tier clients on high-profile transactions.
• Gain exposure to cutting-edge legal issues in capital markets, corporate governance, and securities regulation.
• Be part of a collaborative, inclusive, and client-focused firm that values professional growth and development.
• Opportunity to advance within the firm and take on leadership responsibilities in a growing practice area.