Project Manager (Level III)

Position Overview

The Business Controls organization within Wealth Management Operations (WMO) provides horizontal risk and control governance oversight for WMO, inclusive of regulatory exams, inquiries, audits, risk reviews & remediation, audit issue portfolio, regulatory reporting, general ledger account maintenance, exposure reporting, and complaints.

• The Risk Governance Team within Business Controls is responsible for issue management portfolio, coordination of corporate audits and targeted risk assessments, operational incidents, NFRR/FRR, HRCI oversight, and Single Process Inventory support for risks, controls, and metrics.
• The Business Governance Specialist would be responsible for leading initiatives related to risk within WMO and driving horizontal risk initiatives that intersect with the Global Operations (GO) or other Enterprise areas.
• This includes collaboration with team members to identify and address risk; coordination of corporate audits, risk assessments, regulatory examinations and inquiries, annual PricewaterhouseCoopers (PwC) SOC 1 audits and audit issue management across WMO.
• The Business Governance Specialist will also oversee the organization's Single Process Inventory (SPI) and drive a culture of proactive risk management.

Responsibilities

• Thoughtfully collaborate with WMO management teams and operational team members to identify and address risk, manage the audit/exam process in coordination with control partners, audit, and the impacted functional area.
• Ensure accurate documentation and maintenance of the Single Process Inventory (SPI) for groups within WMO.
• Manage portfolio of direct and indirect, Self, Audit, and Risk identified issues.