Sr Analyst, Regulatory Reporting

Job Overview

The Senior Analyst of Regulatory Reporting will be responsible for the development, review and submission of all regulatory reports for the Federal Reserve (FRB), the Federal Deposit Insurance Corporation (FDIC) and Office of the Comptroller of the Currency (OCC), and Financial Industry Regulatory Authority (FINRA). Additionally, the position will oversee certain subsidiary operational activities and financial booking process.

Job Description

Responsibilities include, but are not limited to:

• Lead the preparation, compliance and submission of the quarterly Regulatory filings (Call Report, FR Y9-C, FR Y-9LP) to the regulatory agencies (FRB, FDIC, OCC).
• Preparation and submission of other Regulatory reports including the FR 2900, FR 2644, TIC BL-1 and focus reports and other filings to the applicable regulatory agencies.
• Prepare and present analytics, including variance analysis, for quarterly due diligence with Senior Management.
• Support period end financial reporting process as required for the Bank or various subsidiaries.
• Manage operational activities related to certain subsidiaries such as cash management, intercompany allocations and month-end booking process.
• Prepare disclosures for SEC filings and reconcile to appropriate support.
• Assist with systems implementation projects as needed.
• Prepare process and data improvement plans and implement accordingly.
• Develop and maintain control architecture required to support all applicable regulatory reporting functions.
• Participate in activities geared towards monitoring of internal control framework for Regulatory Reporting which includes management of issues and action plans reported.
• Work with all relevant constituents to review and update Regulatory reporting policies and procedures.
• Provide responses to any regulatory agency inquiries, including report filing questions and FRB examination.
• Review New Product Approvals (NPAs) including verifying compliance with regulatory requirements.
• Ad-hoc projects as required.

Requirements

Required Skills:

• Prior managerial experience, leading or supporting a finance or reporting function.
• Ability to interact and influence effectively at all levels of the organization.
• Strong relationship management skills.
• Control and Risk focus.
• Proven ability to execute special projects and strategic initiatives; manage time effectively and meet tight deadlines.
• Excellent written and verbal communication skills and confidence to lead meetings.
• Self-motivated with a strong sense of ownership and accountability for tasks and people.
• Ability to multi-task and work in a fast-paced environment.
• Detail oriented and ability to adhere to strict timelines.
• MS Office with emphasis on Excel, PowerPoint and SharePoint.

Required Experience:

• Bachelor's degree in Accounting or Finance and a minimum of 5 years of relevant regulatory reporting or closely related banking industry experience including working knowledge of the Call Report, FR Y9-C, FR Y-9LP, FR 2900 and FR 2644.
• Experience with SAP product suite (FIORI, AO, SAC), Fed Reporter (Call Report), Jack Henry Software (FR Y-9C and FRY Y-9LP) and the Reporting Central application via FedLine Web (FR 2900, FR 2644, TIC BL-1) preferred.
• Experience working with broker dealer entities preferred.
• CPA, Series 27 preferred.