AVP, Compliance

The AVP - P&C Compliance will report to the Vice President - P&C Compliance and will coordinate, perform, and oversee state policy and rate filing activities primarily for client's Property/Casualty business. The person in this role will be responsible for ensuring the company's compliance with state regulations, including the monitoring state policy form and rate requirements and communicating with business partners to recommend and implement procedural changes across the organization. Reacts to Department of Insurance directives concerning change to rules and regulations to determine impact on client products, and suggest strategies to address these impacts. The person in this role will have the responsibility to lead the P&C Filing analyst team, including day-to-day coordination of the P&C team activities, as well as training and development of onshore and offshore filing personnel.

Tasks and Responsibilities

Team Leadership

• Provide day-to-day management of the P&C Filing team.
• Lead development of filing strategies for P&C forms and endorsements.
• Coordinate and manage training and onboarding of onshore and offshore new hires.

State Filings

• Lead all P&C Filings Analyst's activities surrounding the state filings activities for bureau and independent insurance products in all states for Property/Casualty products.
• When necessary initiate filings with state insurance regulators forms, rates and rules developed by Product Development and underwriting utilizing the SERFF and Filing Ramp applications.
• Develop filing strategies to further the most efficient admitted product implementation.
• Work closely with Speed-to-Market (STM), Underwriting, Actuarial, IT, and Product Development to monitor and communicate filing methods and procedures to ensure rate and form filings in use are accurate and current.
• Coordinate and supervise the process for responding to state objections. Evaluate needs for extensions, resubmissions, withdrawals with consideration of individual state restrictions and deadlines, as well as business unit requirements.
• Respond to state objections by drafting response letters in coordination with Product Development, Legal as needed, and the filing actuary.
• Manage compliance consultants and vendors who execute filings on the company's behalf.