Sr. Reg CSA
Apply NowCompany: UBS
Location: New York, NY 10025
Description:
Your role
Are you client service oriented and a team player?
Are you interested in relationship management and helping clients?
Are you able to support and drive firm initiatives and maintain risk awareness and regulatory knowledge.
Detailed salary information:
New York: the salary range for this role is $75000 to $98000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Your team
You'll be working in the 299 Park Ave Office where your job, as a Sr. Reg Client Service Associate, is to enhance the client experience by servicing clients and providing
operational and administrative support to Financial Advisors. Your knowledge of firm policy, procedures and
technology allows you to interface with clients and prospective clients, anticipate their needs, resolve their
problems, and follow through to provide exceptional service. You perform administrative duties that support
Financial Advisors in their daily business practices (e.g., client meetings, on-boarding new clients, marketing,
etc). You support and drive firm initiatives and maintain risk awareness and regulatory knowledge.
Your expertise
3 - 5 years of client service experience
Series 7 and 66 licensed required for Registered CSAs only
High School Diploma or equivalent required; College Degree recommended
Excellent skills in Microsoft Office Suite and other technologies
Detail and service oriented
Good written and verbal communication skills
Team player with good interpersonal skills
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Are you client service oriented and a team player?
Are you interested in relationship management and helping clients?
Are you able to support and drive firm initiatives and maintain risk awareness and regulatory knowledge.
Detailed salary information:
New York: the salary range for this role is $75000 to $98000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Your team
You'll be working in the 299 Park Ave Office where your job, as a Sr. Reg Client Service Associate, is to enhance the client experience by servicing clients and providing
operational and administrative support to Financial Advisors. Your knowledge of firm policy, procedures and
technology allows you to interface with clients and prospective clients, anticipate their needs, resolve their
problems, and follow through to provide exceptional service. You perform administrative duties that support
Financial Advisors in their daily business practices (e.g., client meetings, on-boarding new clients, marketing,
etc). You support and drive firm initiatives and maintain risk awareness and regulatory knowledge.
Your expertise
3 - 5 years of client service experience
Series 7 and 66 licensed required for Registered CSAs only
High School Diploma or equivalent required; College Degree recommended
Excellent skills in Microsoft Office Suite and other technologies
Detail and service oriented
Good written and verbal communication skills
Team player with good interpersonal skills
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.