Head of Capital Markets & Wealth Mgmt Support Manager
Apply NowCompany: Valley Bank
Location: New York, NY 10025
Description:
Responsibilities include but are not limited to:
Required Skills:
Required Experience:
- Manage the settlement process for securities trades to ensure timely and accurate completion.
- Coordinate with custodians, brokers, and other external parties to resolve settlement issues.
- Ensure compliance with relevant regulatory requirements, industry standards, and internal policies.
- Keep abreast of changes in securities regulations and implement necessary adjustments to operations.
- Identify potential operational risks related to securities transactions and implement risk mitigation strategies.
- Develop and maintain contingency plans to address potential disruptions in securities operations.
- Monitor and report on key risk indicators to senior management.
- Identify opportunities for automation and process improvements to enhance operational efficiency.
- Collaborate with front-office teams, such as traders and relationship managers, to facilitate smooth securities transactions.
- Provide support to clients regarding securities-related inquiries and operational matters.
- Coordinate with internal stakeholders to address any issues or challenges that may arise in securities operations.
Required Skills:
- Proven experience in securities operations within a bank or financial institution.
- Comprehensive knowledge of securities products, trading, settlement, and reconciliation processes.
- Familiarity with relevant regulations, including SEC, FINRA, and other regulatory bodies governing securities operations.
- Strong analytical and problem-solving skills to identify and resolve operational issues.
- Excellent leadership and team management abilities.
- Effective communication skills to interact with clients and internal stakeholders.
- Proficiency in using securities operations systems and platforms.
- Detail-oriented and committed to maintaining a high level of accuracy in all processes.
- Ability to work under pressure and manage multiple tasks simultaneously.
Required Experience:
- Bachelor's degree in finance, Business, Economics, or a related field and a minimum of 7 years of related work experience.
- Series 99