Home Office Supervisory Officer
Apply NowCompany: UBS
Location: Weehawken, NJ 07086
Description:
Your role
Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:
act as a supervisory and operational risk control subject-matter expert for a centralized group supervising daily trade activity, supporting them in managing risk
perform first-line-of-defense activities in relation to consequential risks
ensure risk frameworks are designed well and operating effectively
deliver monthly reports that shed light on risk profiles of market areas in reference to daily trade reviews
provide business management with controls, tools, frameworks , information and insights required to manage risk
Your team
We are a collaborative central team supporting our Markets as they deliver world class Wealth Management services to our internal and external clients. Together we run a centrally focused team on mitigating risk, managing the business and supporting our associates and our community.
Your expertise
You have:
a Bachelor's degree
ideally 3 plus years of experience within the financial industry in the areas of risk management, risk control, audit or compliance/supervision
FINRA Series 7, 66, 9& 10 (or equivalent) required
FINRA Series 3 and Life Insurance and Variable Annuities licenses preferred
You are:
analytic, with the ability to provide practical solutions for minimizing risk
result-oriented and assertive (you don't shy away from challenging situations)
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:
act as a supervisory and operational risk control subject-matter expert for a centralized group supervising daily trade activity, supporting them in managing risk
perform first-line-of-defense activities in relation to consequential risks
ensure risk frameworks are designed well and operating effectively
deliver monthly reports that shed light on risk profiles of market areas in reference to daily trade reviews
provide business management with controls, tools, frameworks , information and insights required to manage risk
Your team
We are a collaborative central team supporting our Markets as they deliver world class Wealth Management services to our internal and external clients. Together we run a centrally focused team on mitigating risk, managing the business and supporting our associates and our community.
Your expertise
You have:
a Bachelor's degree
ideally 3 plus years of experience within the financial industry in the areas of risk management, risk control, audit or compliance/supervision
FINRA Series 7, 66, 9& 10 (or equivalent) required
FINRA Series 3 and Life Insurance and Variable Annuities licenses preferred
You are:
analytic, with the ability to provide practical solutions for minimizing risk
result-oriented and assertive (you don't shy away from challenging situations)
About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?