Know Your Client (KYC) Manager
Apply NowCompany: UBS
Location: Toronto, ON M4E 3Y1
Description:
Your role
Do you have experience in providing compliance or risk
advisory services to a Wealth Management business? Are you a "Know Your Client" (KYC) expert?
In your role, you will:
support the Business Supervisory Management function
and 1st Line of Defense with the execution of KYC principles and processes for Wealth Management Canada
be the subject matter expert for the 1st Line of the
Defense (i.e. the Business and its supervisory
management) on all related KYC matters; i.e. on standards of Source of Wealth corroboration
manage and oversee the KYC review pipeline within the
1st Line of Defense and coordinate completion in quality
and oversee account updates related to KYC
assist the Business operationally with all KYC related
queries and increase the level of KYC accountability / quality
map out and analyze existing KYC process
elements and align them to Global and regional standards, where required
streamline client outreach procedures and enhance
client experience levels
provide regular Anti-Money Laundering/ Combating the Financing of Terrorism (AML/CTF) and KYC training to
increased levels of awareness
support the Business with other projects as required
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
UBS Canada is committed to providing equal employment opportunity to all applicants and employees. This applies to everything we do - hire, evaluate, promote, compensate, train and terminate. UBS Canada will reasonably accommodate applicants with disabilities who need adjustments to participate in the application, assessment or interview process. To initiate a request for an accommodation contact HR Employee Advisory by email sh-hr-asc-ame@ubs.com or phone +1 855-827-6947, option 2, option 5, option 1.
Your team
You'll be working in our Wealth Management Toronto office as a key member of the Business Supervisory Management team (business/1st line compliance).
We support the Canadian Wealth Management business
by partnering with them to effectively manage regulatory
risk in an environment of collaboration and constructive
challenge. You'll play an important role in helping us
develop risk mitigating measures, controls and adequate
remediation plans are in place. You'll also collaborate with
global colleagues to ensure that best practices are being
shared around the region/globe.
Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
experience in Know Your Client (KYC) requirements and related industry standards and processes
focus on quality and continuous improvement
track record of teamwork, pro-active coordination and
collaboration with multiple stakeholders
4-6 years of experience in an Anti-Money Laundering/ Combating the Financing of Terrorism (AML/CTF), Compliance, Risk Management, or a related Operations
role within the financial services industry
solid knowledge of Canadian AMF, CTF and Sanction rules is an asset
completion of the Certified Anti-Money Laundering Specialist (CAMS) certification is an asset
project management skills is an asset
About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Do you have experience in providing compliance or risk
advisory services to a Wealth Management business? Are you a "Know Your Client" (KYC) expert?
In your role, you will:
support the Business Supervisory Management function
and 1st Line of Defense with the execution of KYC principles and processes for Wealth Management Canada
be the subject matter expert for the 1st Line of the
Defense (i.e. the Business and its supervisory
management) on all related KYC matters; i.e. on standards of Source of Wealth corroboration
manage and oversee the KYC review pipeline within the
1st Line of Defense and coordinate completion in quality
and oversee account updates related to KYC
assist the Business operationally with all KYC related
queries and increase the level of KYC accountability / quality
map out and analyze existing KYC process
elements and align them to Global and regional standards, where required
streamline client outreach procedures and enhance
client experience levels
provide regular Anti-Money Laundering/ Combating the Financing of Terrorism (AML/CTF) and KYC training to
increased levels of awareness
support the Business with other projects as required
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
UBS Canada is committed to providing equal employment opportunity to all applicants and employees. This applies to everything we do - hire, evaluate, promote, compensate, train and terminate. UBS Canada will reasonably accommodate applicants with disabilities who need adjustments to participate in the application, assessment or interview process. To initiate a request for an accommodation contact HR Employee Advisory by email sh-hr-asc-ame@ubs.com or phone +1 855-827-6947, option 2, option 5, option 1.
Your team
You'll be working in our Wealth Management Toronto office as a key member of the Business Supervisory Management team (business/1st line compliance).
We support the Canadian Wealth Management business
by partnering with them to effectively manage regulatory
risk in an environment of collaboration and constructive
challenge. You'll play an important role in helping us
develop risk mitigating measures, controls and adequate
remediation plans are in place. You'll also collaborate with
global colleagues to ensure that best practices are being
shared around the region/globe.
Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
experience in Know Your Client (KYC) requirements and related industry standards and processes
focus on quality and continuous improvement
track record of teamwork, pro-active coordination and
collaboration with multiple stakeholders
4-6 years of experience in an Anti-Money Laundering/ Combating the Financing of Terrorism (AML/CTF), Compliance, Risk Management, or a related Operations
role within the financial services industry
solid knowledge of Canadian AMF, CTF and Sanction rules is an asset
completion of the Certified Anti-Money Laundering Specialist (CAMS) certification is an asset
project management skills is an asset
About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?