60 Regulatory Reporting Broker Dealer Jobs In New York, Ny

Head of US Bank Regulatory Legal

Company: Deutsche Bank

Location: New York, NY

Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States

Company: Societe Generale Corporate and Investment Banking - SGCIB

Location: New York, NY

Manager - Collateral Management

Company: Charles Schwab

Location: New York, NY

FICC Sales and Trading Compliance

Company: Sumitomo Mitsui Financial Group, Inc.

Location: New York, NY

Registration Manager

Company: Neuberger Berman Group LLC

Location: New York, NY

VP, Fixed Income Compliance Officer

Company: Jefferies Financial Group

Location: New York, NY

Compliance Officer

Company: RQD * Clearing LLC

Location: New York, NY

Product Compliance Specialist

Company: Rockefeller Capital Management

Location: New York, NY

Internal Controls Specialist II

Company: Itau

Location: New York, NY

Manager, Compliance Testing

Company: Scotiabank

Location: New York, NY