111 Broker Dealer Compliance Jobs In New York, Ny

Securities Principal Control Professional

Company: Capital Markets Placement

Location: New York, NY

Legal, Bank Regulatory Deposits Attorney, Vice President, New York City/Washington, DC

Company: The Goldman Sachs Group, Inc

Location: New York, NY

Attorney-Equity Derivatives

Company: Bank of America Corporation

Location: New York, NY

VP, Tax Counsel - Alternative Investments

Company: Jefferies Financial Group

Location: New York, NY

Sr Manager Liquidity Regulatory Reporting and Infrastructure

Company: Charles Schwab

Location: New York, NY

VP, Market Risk Manager - Credit Trading

Company: Jefferies Financial Group

Location: New York, NY

Senior Audit Manager

Company: CIBC

Location: New York, NY

Controller - 1054699

Company: NationStaff, Inc.

Location: New York, NY

APAC Outsourced Trade Support (Overnight Hours)

Company: Jefferies Financial Group

Location: New York, NY

Manager, Liquidity Stress Testing

Company: Charles Schwab

Location: New York, NY